Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00283 | 10/21/2024 | Claimant(s): Brian Bova Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cabot Lodge Securities LLC Respondent Lawyers(s): James Baehr Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 23-02833 | 06/14/2024 | Claimant(s): Kevin Wright, Shay Scruggs Claimant Lawyers(s): Brent A. Burns Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Sherry R. Wetsch, Robert C. Rice, Bill Ray Haley Hearing Site: Houston, TX | ||
| 23-01937 | 04/15/2024 | Claimant(s): Donald Laurence Claimant Lawyers(s): Stephan Louviere Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): David M. Clem Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 22-01792 | 04/20/2023 | Claimant(s): Pat Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 22-01813 | 04/14/2023 | Claimant(s): Troy Taylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jason Kempf Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 21-00319 | 09/08/2021 | Claimant(s): Richard Kaplan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legacy Asset Securities. Respondent Lawyers(s): Joseph R. Birkofer Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02590 | 06/15/2021 | Claimant(s): Richy Scoggin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02935 | 06/08/2021 | Claimant(s): David Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03184 | 06/03/2021 | Claimant(s): William Fox Claimant Lawyers(s): Robert Moses Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03878 | 04/07/2021 | Claimant(s): Intrepid Financial Partners LLC Claimant Lawyers(s): John Siegal Respondent(s): Antonio Fernandez Respondent Lawyers(s): Daniel A. Schnapp Arbitrator(s): Linda Broocks, Sherry R. Wetsch, Marquita Daniella Green Hearing Site: Houston, TX |