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FINRA Awards for William J. Raike

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0104204/24/2024Claimant(s): Stephen Kiront
Claimant Lawyers(s): John D. Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Peter A. Goldman, Clive I. Morrick, Aymen Aboushi
Hearing Site: New York, NY
23-0109004/11/2024Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Monroe Parker Securities., Woodstock Financial Group.
Respondent Lawyers(s): Alan Lipsky, William J. Raike
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
23-0101511/13/2023Claimant(s): Stephen Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Craft Capital Management LLC, Woodstock Financial Group.
Respondent Lawyers(s): Barry Kiront, William J. Raike
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
22-0226409/28/2023Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Lisa Catalano, William A. Rome, Clive I. Morrick
Hearing Site: New York, NY
20-0310309/26/2022Claimant(s): Stephen Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY

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