FINRA Awards for Douglas E. DeTata

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-03388	10/30/2012	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Lisa S. Fildes Respondent(s): Dermot Durnin Respondent Lawyers(s): Dermot Durnin Arbitrator(s): Douglas E. DeTata, Laurel Littman Gothelf, Thomas D. Reese Hearing Site: San Francisco, CA
08-02336	10/11/2010	Claimant(s): Pershing LLC Claimant Lawyers(s): Garrett R. Wynne Respondent(s): Douglas Green Respondent Lawyers(s): Douglas Green Arbitrator(s): Douglas E. DeTata, John J. Fitzpatrick, Suzanne M. Stuckwisch Hearing Site: San Francisco, CA
08-03113	09/14/2009	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Jason Roberts Respondent Lawyers(s): Jason J. Roberts Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley Hearing Site: San Francisco, CA
08-00403	03/20/2009	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): D. Daxton White Respondent(s): Jon Armstrong Respondent Lawyers(s): Jon D. Armstrong Arbitrator(s): Douglas E. DeTata, Paul M. Foster, John Edward Bersin Hearing Site: San Francisco, CA
07-02552	04/21/2008	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Gregory B. Simon Respondent(s): Andrea Bulow Respondent Lawyers(s): Andrea X. Xuefen Arbitrator(s): Douglas E. DeTata, Marlyn G. McClaskey, John Edward Bersin Hearing Site: San Francisco, CA