Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-02467 | 08/16/2010 | Claimant(s): Darru K. Hsu, Hsu Living trust U/A 05/05/03 Darru Hsu Claimant Lawyers(s): Darru K. Hsu Respondent(s): UBS Financial Services Inc., Mildred Peltzman, Neil Gavande Respondent Lawyers(s): Kathleen Adams, Lawrence Brennan Arbitrator(s): Douglas E. DeTata, Thomas D. Reese, Cheryl R. Kershner Hearing Site: San Francisco, CA |  | $0 |
| 07-00688 | 04/15/2008 | Claimant(s): Carl Spradlin, Joy Spradlin, Carl Spradlin RO IRA, Joy Spradlin RO IRA, Spradlin Living Trust DTD 4/2/01 Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Associated Securities Corp. Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Douglas E. DeTata, Dean J. Dietrich, James Philip Barber Hearing Site: Reno, NV | | $0 |