Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Clyde Sessoms | 6668590 | 4 | 07/21/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Franklin Lanier | 2467072 | 2 | 05/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Ryan Casey | 5109830 | 2 | 02/01/2013 | Customer Dispute | Settled | $6,523.70 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 01/25/2011 | Customer Dispute | Settled | $5,440.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 03/31/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 12/22/2009 | Customer Dispute | Settled | $26,400.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 04/09/2009 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 02/09/2009 | Customer Dispute | Settled | $39,200.00 | $0.00 | See FINRA Report |
| Jerry Paul Hurt | 2139646 | 4 | 02/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |