Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher L Harsley | 5536807 | 1 | 05/03/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerry Paul Hurt | 2139646 | 4 | 01/22/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kofi Tawiah Intsiful | 1542220 | 5 | 06/24/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Marquez | 5481580 | 1 | 02/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Elliott Boe | 860769 | 2 | 12/15/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |