Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Judy Lide Maxwell | 2652664 | 1 | 08/17/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Franklin Mohri | 4123494 | 1 | 03/23/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| James Michael Kaspar | 2694087 | 3 | 04/07/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Price Mahoney | 5027210 | 2 | 07/12/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jamie Len McCadden | 6131202 | 1 | 09/25/2017 | Customer Dispute | Denied | $6,385.32 | $0.00 | See FINRA Report |
| Joey Dale Deitz | 3023045 | 1 | 06/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Aida Shahid McNamara | 1145707 | 1 | 09/30/2014 | Customer Dispute | Denied | $18,796.30 | $0.00 | See FINRA Report |
| Christopher Ryan Casey | 5109830 | 2 | 03/25/2011 | Customer Dispute | Denied | $10,881.20 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 02/10/2009 | Customer Dispute | Denied | $6,140.00 | $0.00 | See FINRA Report |
| Nathan Richard Hobson | 4542996 | 3 | 04/24/2008 | Customer Dispute | Denied | $9,239.00 | $0.00 | See FINRA Report |