Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Judy Lide Maxwell | 2652664 | 1 | 08/17/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Franklin Mohri | 4123494 | 1 | 03/23/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Isaac Leonardo Flamenco | 6139714 | 1 | 01/13/2022 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Philip Clyde Sessoms | 6668590 | 4 | 07/21/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James Michael Kaspar | 2694087 | 3 | 04/07/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Price Mahoney | 5027210 | 2 | 07/12/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paula A Gerard | 1833345 | 1 | 02/27/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jamie Len McCadden | 6131202 | 1 | 09/25/2017 | Customer Dispute | Denied | $6,385.32 | $0.00 | See FINRA Report |
| Joey Dale Deitz | 3023045 | 1 | 06/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Aida Shahid McNamara | 1145707 | 1 | 09/30/2014 | Customer Dispute | Denied | $18,796.30 | $0.00 | See FINRA Report |