Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emilio Leonardo Torrealba Charinga | 7299222 | 5 | 05/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Russell Lloyd Spellman | 5752606 | 3 | 01/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonardo Conceicao Chantre | 7185242 | 4 | 08/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Russell Lloyd Spellman | 5752606 | 3 | 02/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Thomas McWilliams | 2762832 | 3 | 01/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Thomas McWilliams | 2762832 | 3 | 01/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kofi Tawiah Intsiful | 1542220 | 5 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Russell Lloyd Spellman | 5752606 | 3 | 05/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Thomas McWilliams | 2762832 | 3 | 09/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Issac Martinez | 5241048 | 1 | 10/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |