Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Isaac Leonardo Flamenco | 6139714 | 1 | 01/13/2022 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Paula A Gerard | 1833345 | 1 | 02/27/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kofi Tawiah Intsiful | 1542220 | 5 | 05/25/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 04/01/2009 | Customer Dispute | Closed-No Action | $5,500.00 | $0.00 | See FINRA Report |
| Samm Edward Tague | 859467 | 1 | 08/02/2004 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |