Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Austin Ligouri Cahill | 7278597 | 1 | 02/24/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Henry Flick | 7422507 | 2 | 04/16/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott G Higgins | 6655712 | 1 | 10/30/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Hersey | 6141923 | 1 | 03/22/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren Rohde Whitted | 6975793 | 1 | 01/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael O York | 5956597 | 2 | 01/18/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lance Walter Loof | 6424592 | 1 | 03/14/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sherri Ann Stone | 5960875 | 2 | 12/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elias Louis Corpas | 5351333 | 1 | 04/08/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sherri Ann Stone | 5960875 | 2 | 08/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |