Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bennett Slater | 7773304 | 1 | 05/25/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Austin James Niven | 7808531 | 1 | 06/21/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott G Higgins | 6655712 | 1 | 10/30/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren Rohde Whitted | 6975793 | 1 | 01/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael O York | 5956597 | 2 | 01/18/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lance Walter Loof | 6424592 | 1 | 03/14/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Joseph Reiser | 5199678 | 1 | 03/01/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William Linn | 6093148 | 1 | 05/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Walker | 5579958 | 4 | 04/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Walker | 5579958 | 4 | 04/16/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |