Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Joseph Herits | 6015143 | 1 | 09/21/2022 | Customer Dispute | Settled | $5,718.63 | $0.00 | See FINRA Report |
| Joseph Valdes | 3059653 | 2 | 04/03/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Chad Thuner | 4893596 | 3 | 03/05/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Chad Thuner | 4893596 | 3 | 01/29/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Chad Thuner | 4893596 | 3 | 10/28/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael E Tracz | 5566190 | 1 | 09/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shashi Mehrotra | 2640875 | 1 | 04/29/2019 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Michael L Renner | 2413105 | 2 | 11/15/2018 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Joseph Valdes | 3059653 | 2 | 12/21/2017 | Customer Dispute | Settled | $4,810.38 | $0.00 | See FINRA Report |
| Donald M Jereb | 1320689 | 3 | 11/30/2017 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |