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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 55 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Michael Pontrello1574884111/30/2022Customer DisputeDenied$15,000.00$0.00See FINRA Report
Donald Domine Tiburzi1182716209/29/2022Customer DisputeDenied$38,360.00$0.00See FINRA Report
Thomas Gerald Baker2162788112/17/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Jason Bourgo4543554210/15/2019Customer DisputeDenied$40,335.10$0.00See FINRA Report
Patrick Joseph Reilley2252392102/27/2019Customer DisputeDenied$18,716.10$0.00See FINRA Report
Matthew Edward Herman4686382410/04/2018Customer DisputeDenied$52,000.00$0.00See FINRA Report
John Vincent Blanchard2496524207/23/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Ronald Robert Covington1328039607/06/2018Customer DisputeDenied$10,757.00$0.00See FINRA Report
Robert James Schup2601876107/05/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Gregory Giller Randall2143449106/15/2017Customer DisputeDenied$70,000.00$0.00See FINRA Report

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