Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas H Watkins | 1068013 | 1 | 11/23/2018 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |
| Donal Christopher McGuire | 2233911 | 2 | 11/15/2014 | Customer Dispute | Closed-No Action | $27,176.90 | $0.00 | See FINRA Report |
| Valerie Ann Visconti | 2891333 | 1 | 03/14/2013 | Customer Dispute | Closed-No Action | $15,106.00 | $0.00 | See FINRA Report |
| Virginia Tanner Harriett | 1062705 | 1 | 06/12/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Timothy Mammini | 1739524 | 1 | 09/23/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 08/29/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Manieri | 2697303 | 1 | 10/06/2009 | Customer Dispute | Closed-No Action | $5,655.00 | $0.00 | See FINRA Report |
| Ralph Edward Schneider | 2287794 | 1 | 10/06/2009 | Customer Dispute | Closed-No Action | $5,655.00 | $0.00 | See FINRA Report |
| Timothy Scott Sullivan | 4088996 | 2 | 09/25/2009 | Customer Dispute | Closed-No Action | $121,000.00 | $0.00 | See FINRA Report |
| Bobby Neal Stokey | 1554682 | 2 | 03/28/2008 | Customer Dispute | Closed-No Action | $27,736.00 | $0.00 | See FINRA Report |