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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 27 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Olivia Lyons7328806208/11/2018CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael J Walls6095156112/29/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
George Frank Lang2507351112/15/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
Darhyl Russell Pulley4881835111/06/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Matthew Edward Herman4686382402/22/2002CriminalFinal Disposition$0.00$0.00See FINRA Report
Cynthia Jeanne Lucas6443576401/16/2002CriminalFinal Disposition$0.00$0.00See FINRA Report
Donald W Szewczyk4929765102/05/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Thomas Joseph Lakatos4420088111/14/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Tumeka M Gibbons4875746211/01/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Richard Gerard Lewis2688653112/12/1991CriminalFinal Disposition$0.00$0.00See FINRA Report

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