Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Olivia Lyons | 7328806 | 2 | 08/11/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael J Walls | 6095156 | 1 | 12/29/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
George Frank Lang | 2507351 | 1 | 12/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darhyl Russell Pulley | 4881835 | 1 | 11/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew Edward Herman | 4686382 | 4 | 02/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Cynthia Jeanne Lucas | 6443576 | 4 | 01/16/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Donald W Szewczyk | 4929765 | 1 | 02/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thomas Joseph Lakatos | 4420088 | 1 | 11/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tumeka M Gibbons | 4875746 | 2 | 11/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Gerard Lewis | 2688653 | 1 | 12/12/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |