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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 275 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Raymond Restino2070863112/21/2022Customer DisputePending$100,000.00$0.00See FINRA Report
Thomas Michael Pontrello1574884111/30/2022Customer DisputePending$15,000.00$0.00See FINRA Report
Timothy Scott Sullivan4088996210/26/2022Customer DisputePending$25,000.00$0.00See FINRA Report
Donald Domine Tiburzi1182716209/29/2022Customer DisputeDenied$38,360.00$0.00See FINRA Report
Cornelius Holaman5802492207/01/2022FinancialFinal$0.00$0.00See FINRA Report
Dale Alan Mingledorff5125169105/25/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Larry Monroe McCoy2657085301/12/2022Judgment / Lien$0.00$0.00See FINRA Report
Noah James Fehrenbach5992526111/17/2021FinancialFinal$0.00$0.00See FINRA Report
Melissa A Scarduzio4436651110/13/2021Judgment / Lien$0.00$0.00See FINRA Report
Nkiruka Lazz Onyenobi6971322108/03/2021FinancialPending$0.00$0.00See FINRA Report

275 Results

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