Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Raymond Restino | 2070863 | 1 | 12/21/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
Thomas Michael Pontrello | 1574884 | 1 | 11/30/2022 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
Timothy Scott Sullivan | 4088996 | 2 | 10/26/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
Donald Domine Tiburzi | 1182716 | 2 | 09/29/2022 | Customer Dispute | Denied | $38,360.00 | $0.00 | See FINRA Report |
Cornelius Holaman | 5802492 | 2 | 07/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dale Alan Mingledorff | 5125169 | 1 | 05/25/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Larry Monroe McCoy | 2657085 | 3 | 01/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Noah James Fehrenbach | 5992526 | 1 | 11/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Melissa A Scarduzio | 4436651 | 1 | 10/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Nkiruka Lazz Onyenobi | 6971322 | 1 | 08/03/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |