Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Raymond Restino | 2070863 | 1 | 04/09/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Troy Anthony Dawson | 2473897 | 2 | 04/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Maffei | 4124600 | 1 | 12/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Devin Grayson | 7096395 | 1 | 11/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Pontrello | 1574884 | 1 | 11/30/2022 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Timothy Scott Sullivan | 4088996 | 2 | 10/26/2022 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Donald Domine Tiburzi | 1182716 | 2 | 09/29/2022 | Customer Dispute | Denied | $38,360.00 | $0.00 | See FINRA Report |
| Ryan Joseph Herits | 6015143 | 1 | 09/21/2022 | Customer Dispute | Settled | $5,718.63 | $0.00 | See FINRA Report |
| Cornelius Holaman | 5802492 | 2 | 07/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dale Alan Mingledorff | 5125169 | 1 | 05/25/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |