Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald Robert Covington | 1328039 | 6 | 05/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ronald Robert Covington | 1328039 | 6 | 12/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Roger Craig Miller | 2529130 | 2 | 07/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Edward Herman | 4686382 | 4 | 10/25/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Brian David Gordon | 728461 | 1 | 09/24/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Debra Ann Friend | 1739192 | 2 | 04/02/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Patrick Dalleo | 1396548 | 1 | 12/12/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Paul Punturieri | 2633038 | 2 | 12/19/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gary Anthony Cucchi | 4570266 | 1 | 07/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Joseph Mracna | 2469871 | 1 | 10/10/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |