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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 135 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Raymond Restino2070863104/09/2024Customer DisputePending$500,000.00$0.00See FINRA Report
Thomas Michael Pontrello1574884111/30/2022Customer DisputeDenied$15,000.00$0.00See FINRA Report
Timothy Scott Sullivan4088996210/26/2022Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report
Donald Domine Tiburzi1182716209/29/2022Customer DisputeDenied$38,360.00$0.00See FINRA Report
Ryan Joseph Herits6015143109/21/2022Customer DisputeSettled$5,718.63$0.00See FINRA Report
Thomas Gerald Baker2162788112/17/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Joseph Valdes3059653204/03/2020Customer DisputeSettled$30,000.00$0.00See FINRA Report
Chad Thuner4893596303/05/2020Customer DisputeSettled$400,000.00$0.00See FINRA Report
Chad Thuner4893596301/29/2020Customer DisputeSettled$200,000.00$0.00See FINRA Report
Chad Thuner4893596310/28/2019Customer DisputeSettled$5,000.00$0.00See FINRA Report

135 Results

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