Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Raymond Restino | 2070863 | 1 | 04/09/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
Thomas Michael Pontrello | 1574884 | 1 | 11/30/2022 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
Timothy Scott Sullivan | 4088996 | 2 | 10/26/2022 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
Donald Domine Tiburzi | 1182716 | 2 | 09/29/2022 | Customer Dispute | Denied | $38,360.00 | $0.00 | See FINRA Report |
Ryan Joseph Herits | 6015143 | 1 | 09/21/2022 | Customer Dispute | Settled | $5,718.63 | $0.00 | See FINRA Report |
Thomas Gerald Baker | 2162788 | 1 | 12/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joseph Valdes | 3059653 | 2 | 04/03/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Chad Thuner | 4893596 | 3 | 03/05/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
Chad Thuner | 4893596 | 3 | 01/29/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Chad Thuner | 4893596 | 3 | 10/28/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |