Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Alan Mingledorff | 5125169 | 1 | 05/25/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Horstman | 5819066 | 1 | 07/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donna Mandel | 1017067 | 2 | 02/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Warren Alan Straub | 5927767 | 1 | 11/25/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pablo J Oliva | 6164105 | 1 | 11/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Diana Lynne McBride | 3178514 | 3 | 07/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carly Kathryn McCarty | 5351907 | 1 | 07/30/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lesta Gail Andersen | 1527215 | 2 | 04/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brittany A Vollmar | 5160543 | 1 | 07/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Craig Miller | 2529130 | 2 | 05/24/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |