Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Caleb Merrill Stephens | 5878158 | 3 | 01/17/2019 | Customer Dispute | Withdrawn | $72,000.00 | $0.00 | See FINRA Report |
| Jody L Lentz | 3215872 | 1 | 04/29/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Stanley J Helm | 2263370 | 1 | 10/08/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Jeff H Kim | 4038219 | 1 | 01/29/2004 | Customer Dispute | Withdrawn | $2,406.15 | $0.00 | See FINRA Report |
| Michael W Tisch | 2374510 | 3 | 07/09/1999 | Customer Dispute | Withdrawn | $19,499.70 | $0.00 | See FINRA Report |