Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William K Bass | 5898306 | 1 | 12/02/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Catherine A Kennedy | 2347484 | 1 | 11/06/2020 | Customer Dispute | Settled | $166,859.00 | $0.00 | See FINRA Report |
| John Stanley Kwit | 2954597 | 7 | 03/19/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Christopher M Deyoung | 4816508 | 1 | 03/16/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Courdney Williams | 6028438 | 5 | 03/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan K Touchet | 2910869 | 1 | 12/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Ippolito | 2431878 | 6 | 04/25/2018 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| David R Richards | 5160220 | 1 | 03/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen J Wood | 1422492 | 2 | 03/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Arnold Combs | 6275219 | 1 | 03/10/2018 | Customer Dispute | Settled | $282,000.00 | $0.00 | See FINRA Report |