Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Aaron Nielson | 5163806 | 1 | 12/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John C Kauzlarich | 5096866 | 2 | 11/07/2022 | Customer Dispute | Denied | $462,000.00 | $0.00 | See FINRA Report |
| Tania Herbert | 5532533 | 3 | 10/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard J Webb | 6712838 | 1 | 10/25/2022 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |
| Tania Herbert | 5532533 | 3 | 10/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittni Oxendine | 6644634 | 3 | 10/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shaun P Horan | 2867195 | 2 | 10/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brittni Oxendine | 6644634 | 3 | 10/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Stanley Kwit | 2954597 | 7 | 10/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Stanley Kwit | 2954597 | 7 | 09/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |