Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gautam Vohra | 4727472 | 1 | 08/21/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Vlad Shafir | 6620759 | 1 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Erik N Bohn | 5622261 | 2 | 06/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John C Kauzlarich | 5096866 | 2 | 05/24/2024 | Customer Dispute | Pending | $462,000.00 | $0.00 | See FINRA Report |
Jacob Davis Meacham | 7589111 | 1 | 05/10/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Eyan Michael Townsend | 5286707 | 1 | 04/26/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Scott A Dunn | 5945504 | 1 | 04/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Maureen B Bobilya | 6744034 | 3 | 04/06/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Annie Chuishan Olaverri | 4812392 | 2 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Nicholas J Franco | 4332448 | 2 | 03/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |