Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gautam Vohra | 4727472 | 1 | 08/21/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph A Natoli | 5818236 | 3 | 10/26/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Philip John Thompkins | 1851499 | 7 | 05/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Stanley Kwit | 2954597 | 7 | 10/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joshua John Loudenback | 6663173 | 2 | 10/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Stanley Kwit | 2954597 | 7 | 09/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Stanley Kwit | 2954597 | 7 | 09/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Stanley Kwit | 2954597 | 7 | 09/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Stanley Kwit | 2954597 | 7 | 08/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Keith McKay | 5141922 | 4 | 04/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |