Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Vlad Shafir | 6620759 | 1 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Erik N Bohn | 5622261 | 2 | 06/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott A Dunn | 5945504 | 1 | 04/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Annie Chuishan Olaverri | 4812392 | 2 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott J Alters | 1266012 | 6 | 02/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ari Stonehill | 2262457 | 4 | 01/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian Jackson Sowell | 6009533 | 3 | 09/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roderick R Roberto | 3242806 | 3 | 07/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stephen Scott Crosby | 3097227 | 3 | 07/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Terrence Anthony McLaney | 6288725 | 1 | 06/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |