Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John C Kauzlarich | 5096866 | 2 | 11/07/2022 | Customer Dispute | Denied | $462,000.00 | $0.00 | See FINRA Report |
| Richard J Webb | 6712838 | 1 | 10/25/2022 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |
| Shaun P Horan | 2867195 | 2 | 10/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael A Ferrone | 1916778 | 2 | 08/22/2022 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Daniel R Price | 2732340 | 2 | 08/22/2022 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| John K Lang | 2830417 | 1 | 07/25/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael J Blackwell | 4560041 | 2 | 07/25/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brett A Mock | 6403737 | 1 | 04/21/2022 | Customer Dispute | Denied | $11,656.00 | $0.00 | See FINRA Report |
| Norman Lawrence Cone | 2302699 | 1 | 02/13/2022 | Customer Dispute | Dismissed | $5,447.00 | $0.00 | See FINRA Report |
| Lawrence P Moskowitz | 5865328 | 1 | 01/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |