Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Maukonen | 6356473 | 2 | 02/13/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard L Ray | 1641801 | 1 | 11/12/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sherif Gamal Ehdin Mesiha | 4733550 | 1 | 08/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan J Berube | 2004124 | 4 | 02/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin John Gore | 5113517 | 1 | 06/03/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shane Wolden | 6652457 | 1 | 12/10/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Wasik | 6901058 | 1 | 10/30/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rishesh Singh | 7644459 | 3 | 02/21/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lukas Noll | 6684382 | 1 | 12/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen E Ingram | 6230379 | 1 | 04/02/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |