Our Staff has compiled our research into a database of FINRA Broker Disclosures for Park Avenue Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John C Kauzlarich | 5096866 | 2 | 05/24/2024 | Customer Dispute | Pending | $462,000.00 | $0.00 | See FINRA Report |
| Nicholas J Franco | 4332448 | 2 | 03/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Logan Everly Smith | 7713488 | 6 | 01/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew E Rydell | 2780831 | 2 | 02/23/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Stanley Kwit | 2954597 | 7 | 09/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph A Cummings | 6895828 | 4 | 03/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Patrick G Manning | 5502418 | 8 | 07/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Julio Guemes | 6031830 | 2 | 04/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Julio Guemes | 6031830 | 2 | 04/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John T Morrow | 4442694 | 1 | 07/15/2019 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |