Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anna Dickerson Franks | 4442008 | 1 | 09/28/2010 | Customer Dispute | Settled | $84,226.10 | $0.00 | See FINRA Report |
| Sonya Cross Wentz | 2515304 | 1 | 03/12/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Steven James Holt | 5317530 | 2 | 12/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Pablo Martin Serna | 2476441 | 1 | 05/05/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Chadwick Kidwell | 3274626 | 1 | 09/30/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Patrick Earl Lane | 2029988 | 1 | 02/02/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Karl Kilpatrick Mueller | 2639477 | 1 | 04/20/1999 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |