Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jake Shamon | 7264210 | 1 | 04/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angela Ruth Johnson-Moore | 2485513 | 1 | 07/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |