Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lance Owen | 5507096 | 1 | 03/28/2023 | Customer Dispute | Closed-No Action | $800,000.00 | $0.00 | See FINRA Report |
| Gina Gray Houser | 2341905 | 1 | 10/22/2022 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Ernest L Kiefer | 5396756 | 2 | 07/26/2022 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Ernest L Kiefer | 5396756 | 2 | 03/17/2022 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Timothy Ryan Calvert | 3241077 | 1 | 05/21/2021 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Christopher Cecil Lamb | 4418087 | 1 | 04/22/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kim Weber | 2795815 | 1 | 03/11/2014 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Steven James Holt | 5317530 | 2 | 02/25/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Todd Risinger | 1999473 | 2 | 05/03/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anna Dickerson Franks | 4442008 | 1 | 09/28/2010 | Customer Dispute | Settled | $84,226.10 | $0.00 | See FINRA Report |