Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Taylor Austin Driscoll | 7885515 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Lear Munn | 6575813 | 5 | 01/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Kirk Shriver | 2088848 | 1 | 12/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Lear Munn | 6575813 | 5 | 11/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Elena Wilson | 7461416 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Gibson Rogers | 7709016 | 1 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary R Clementson | 5693752 | 1 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessie Marie McCollough | 7011992 | 1 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Bittenbender Harps | 1551974 | 1 | 05/05/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |