Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Kirk Shriver | 2088848 | 1 | 12/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Bittenbender Harps | 1551974 | 1 | 05/05/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |