Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brittany Lear Munn | 6575813 | 5 | 10/24/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gina Gray Houser | 2341905 | 1 | 10/22/2022 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Brittany Lear Munn | 6575813 | 5 | 07/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brittany Lear Munn | 6575813 | 5 | 03/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brittany Lear Munn | 6575813 | 5 | 01/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Kirk Shriver | 2088848 | 1 | 12/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Lear Munn | 6575813 | 5 | 11/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veltrice MacOn Higginbotham | 5468275 | 3 | 06/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Ryan Calvert | 3241077 | 1 | 05/21/2021 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Monica Elena Wilson | 7461416 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |