Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eraine Johnson Parker | 2337261 | 1 | 05/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lance Owen | 5507096 | 1 | 03/28/2023 | Customer Dispute | Closed-No Action | $800,000.00 | $0.00 | See FINRA Report |
| Brittany Lear Munn | 6575813 | 5 | 10/24/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gina Gray Houser | 2341905 | 1 | 10/22/2022 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Samuel Taylor Austin Driscoll | 7885515 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest L Kiefer | 5396756 | 2 | 07/26/2022 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Brittany Lear Munn | 6575813 | 5 | 07/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ernest L Kiefer | 5396756 | 2 | 03/17/2022 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Brittany Lear Munn | 6575813 | 5 | 03/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brittany Lear Munn | 6575813 | 5 | 01/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |