Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Gail Berry | 7265649 | 1 | 12/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carol Le | 7302712 | 1 | 10/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Nelson Dove | 7216938 | 1 | 06/19/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Daniel Saurer | 4529449 | 1 | 08/23/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amber Deacon | 4466216 | 1 | 01/22/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Albert Modecki | 4450439 | 1 | 08/02/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marvin Walton Christian | 2933295 | 1 | 02/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |