Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eraine Johnson Parker | 2337261 | 1 | 05/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brittany Lear Munn | 6575813 | 5 | 07/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brittany Lear Munn | 6575813 | 5 | 03/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Veltrice MacOn Higginbotham | 5468275 | 3 | 06/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Veltrice MacOn Higginbotham | 5468275 | 3 | 01/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Veltrice MacOn Higginbotham | 5468275 | 3 | 02/07/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lucretia Franklin | 6253102 | 2 | 06/16/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lucretia Franklin | 6253102 | 2 | 03/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |