Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Howard Sharp | 2948922 | 1 | 11/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Parker | 720309 | 1 | 01/08/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 09/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 08/12/2011 | Customer Dispute | Settled | $50,582.00 | $0.00 | See FINRA Report |
| Robert Allen Moore | 2051333 | 1 | 08/08/2011 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |