Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dax Carlyle Allred | 7841428 | 1 | 09/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Isbell | 2995426 | 1 | 06/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline M Oprean | 6129929 | 3 | 01/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Young Suh Kim | 4322485 | 1 | 09/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Anderson | 1100996 | 3 | 05/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Huggins Johnson | 1578606 | 1 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Alden Engelbach | 201177 | 5 | 09/22/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Mitchell Moreno | 3132915 | 2 | 07/06/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 04/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 02/12/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |