Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Thomas Pawloski | 1438717 | 6 | 10/14/1993 | Customer Dispute | Award / Judgment | $23,000.00 | $500.00 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 09/23/1993 | Customer Dispute | Award / Judgment | $500,000.00 | $7,610.80 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 01/12/1988 | Customer Dispute | Award / Judgment | $90,000.00 | $30,000.00 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 09/22/1979 | Customer Dispute | Award / Judgment | $4,000.00 | $4,000.00 | See FINRA Report |