Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan David Markoe | 1582389 | 2 | 01/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 08/09/2011 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 07/30/2010 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 04/29/2010 | Customer Dispute | Denied | $7,168.37 | $0.00 | See FINRA Report |
| John Francis Dolan | 1240315 | 4 | 04/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Lawrence Cady | 2642223 | 3 | 12/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Fish | 1837396 | 3 | 09/05/2006 | Customer Dispute | Denied | $54,694.50 | $0.00 | See FINRA Report |
| Robert Edward Fish | 1837396 | 3 | 09/26/2005 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 03/22/2005 | Customer Dispute | Denied | $96,000.00 | $0.00 | See FINRA Report |