Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony J Falco | 5125793 | 1 | 07/11/2024 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| James Nendel Pepperman | 2492391 | 2 | 11/27/2023 | Customer Dispute | Pending | $644,610.00 | $0.00 | See FINRA Report |
| David Allen Gibbs | 2917334 | 1 | 08/31/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Howard Sharp | 2948922 | 1 | 11/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gustavo Isaac Masri | 2077227 | 1 | 09/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amanda Michelle Gile | 5668872 | 1 | 02/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dax Carlyle Allred | 7841428 | 1 | 09/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney Ann Kucish | 4894872 | 1 | 07/28/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Isbell | 2995426 | 1 | 06/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Anderson | 1100996 | 3 | 05/22/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |