Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Michelle Gile | 5668872 | 1 | 02/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Robert Parkinson | 5055232 | 1 | 11/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Alan Anderson | 1100996 | 3 | 08/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian James McCafferty | 704729 | 6 | 06/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian James McCafferty | 704729 | 6 | 05/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian James McCafferty | 704729 | 6 | 02/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian James McCafferty | 704729 | 6 | 09/04/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |