Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Nendel Pepperman | 2492391 | 2 | 11/27/2023 | Customer Dispute | Pending | $644,610.00 | $0.00 | See FINRA Report |
| Michael Howard Sharp | 2948922 | 1 | 11/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Courtney Ann Kucish | 4894872 | 1 | 07/28/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mark Parker | 720309 | 1 | 01/08/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Markoe | 1582389 | 2 | 01/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 09/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 08/12/2011 | Customer Dispute | Settled | $50,582.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 08/09/2011 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Robert Allen Moore | 2051333 | 1 | 08/08/2011 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Gregory Gerard Kern | 2116437 | 10 | 07/30/2010 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |