Our Staff has compiled our research into a database of FINRA Broker Disclosures for J. Alden Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Robert Scott | 3228730 | 1 | 12/24/2008 | Customer Dispute | Closed-No Action | $26,000.00 | $0.00 | See FINRA Report |
John Francis Dolan | 1240315 | 4 | 06/20/2002 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |