Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Vikas Goel | 3165104 | 6 | 03/14/2023 | Customer Dispute | Settled | $28,800.00 | $0.00 | See FINRA Report |
Kim Ray Kunz | 718618 | 6 | 08/17/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Barbara Gail Meyers | 1261182 | 4 | 09/16/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Joseph Leonard Sanders | 1177680 | 7 | 07/19/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Joseph Leonard Sanders | 1177680 | 7 | 04/14/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Thomas Edward Jandt | 2332028 | 3 | 05/15/2019 | Customer Dispute | Settled | $1,027,980.00 | $0.00 | See FINRA Report |
Victor Carmine Sibilla | 1783361 | 10 | 05/26/2017 | Customer Dispute | Settled | $108,400.00 | $0.00 | See FINRA Report |
Matthew Ian Turner | 4114088 | 2 | 05/24/2017 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |
Douglas Fulton Kaiser | 1674570 | 7 | 04/18/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Frank Nicholas Salvatore | 1695202 | 3 | 04/18/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |