Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Victor Mortensen | 1371803 | 6 | 08/05/2017 | Customer Dispute | Denied | $7,029.00 | $0.00 | See FINRA Report |
| Michael Victor Mortensen | 1371803 | 6 | 02/13/2012 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Orlando Sierra | 4425502 | 2 | 03/16/2010 | Customer Dispute | Denied | $3,000.00 | $0.00 | See FINRA Report |
| Vikas Goel | 3165104 | 6 | 10/21/2009 | Customer Dispute | Denied | $12,642.90 | $0.00 | See FINRA Report |
| Steven Kent Phelps | 1804129 | 5 | 03/24/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Vikas Goel | 3165104 | 6 | 11/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 6 | 03/24/2008 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Steven Kent Phelps | 1804129 | 5 | 10/06/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Susan Sajjadi | 1905789 | 3 | 01/16/2004 | Customer Dispute | Denied | $1,394,360.00 | $0.00 | See FINRA Report |
| Christopher Todd Gross | 2738293 | 4 | 04/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |