Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Vincent Joyce | 1112928 | 3 | 03/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Michael Eurton | 3203522 | 6 | 01/25/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Todd Gross | 2738293 | 4 | 12/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vikas Goel | 3165104 | 6 | 09/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vijay Ramsarran | 3086197 | 3 | 09/08/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ray Wook Kim | 4446196 | 4 | 06/30/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Betta | 2403289 | 7 | 09/10/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Scott Stern | 2053515 | 4 | 01/14/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Betta | 2403289 | 7 | 08/22/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Victor Mortensen | 1371803 | 6 | 04/25/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |