Potomac Analytics' Logo

FINRA Broker Disclosures for Westpark Capital, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Victor Carmine Sibilla1783361906/24/2013Customer DisputeClosed-No Action$175,000.00$0.00See FINRA Report
Steven Kent Phelps1804129506/24/2013Customer DisputeClosed-No Action$175,000.00$0.00See FINRA Report
Edwin Tomohiro Suzuki4851317103/05/2010Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report
Ray Wook Kim4446196405/30/2009Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Steven Kent Phelps1804129512/08/2000Customer DisputeClosed-No Action$160,000.00$0.00See FINRA Report

5 Results

Display: