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FINRA Broker Disclosures for Westpark Capital, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Victor Carmine Sibilla17833611006/24/2013Customer DisputeClosed-No Action$175,000.00$0.00See FINRA Report
Steven Kent Phelps1804129506/24/2013Customer DisputeClosed-No Action$175,000.00$0.00See FINRA Report
Edwin Tomohiro Suzuki4851317103/05/2010Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report
Ray Wook Kim4446196405/30/2009Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Steven Kent Phelps1804129512/08/2000Customer DisputeClosed-No Action$160,000.00$0.00See FINRA Report

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