Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Victor Carmine Sibilla | 1783361 | 10 | 06/24/2013 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
Steven Kent Phelps | 1804129 | 5 | 06/24/2013 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
Edwin Tomohiro Suzuki | 4851317 | 1 | 03/05/2010 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
Ray Wook Kim | 4446196 | 4 | 05/30/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Steven Kent Phelps | 1804129 | 5 | 12/08/2000 | Customer Dispute | Closed-No Action | $160,000.00 | $0.00 | See FINRA Report |