Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Farach Saigh | 2209741 | 3 | 06/20/2024 | Customer Dispute | Pending | $7,200.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 6 | 08/02/2023 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 6 | 03/09/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Kim Ray Kunz | 718618 | 6 | 02/24/2023 | Customer Dispute | Pending | $106,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 6 | 02/13/2023 | Customer Dispute | Pending | $830,000.00 | $0.00 | See FINRA Report |
| Victor Carmine Sibilla | 1783361 | 10 | 11/22/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 6 | 10/12/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Vincent Joyce | 1112928 | 3 | 10/12/2022 | Customer Dispute | Pending | $65,000.00 | $0.00 | See FINRA Report |
| Joseph Leonard Sanders | 1177680 | 7 | 08/17/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 6 | 01/04/2021 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |