Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Vincent Joyce | 1112928 | 3 | 10/12/2022 | Customer Dispute | Pending | $65,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 3 | 10/12/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kim Ray Kunz | 718618 | 4 | 08/17/2022 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Alan Mark Mason | 1302190 | 6 | 08/16/2022 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Alan Mark Mason | 1302190 | 6 | 06/14/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Leonard Sanders | 1177680 | 7 | 08/17/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Leonard Sanders | 1177680 | 7 | 07/19/2021 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Adam Dale Brown | 4506309 | 2 | 06/07/2021 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Dukes | 4712873 | 3 | 01/04/2021 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| William Betta | 2403289 | 7 | 12/04/2000 | Customer Dispute | Pending | $9,873.73 | $0.00 | See FINRA Report |