Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Fulton Kaiser | 1674570 | 7 | 11/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles J Parshley | 6227768 | 6 | 05/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alyn Rappaport | 1885122 | 5 | 11/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Todd Gross | 2738293 | 4 | 04/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Ian Turner | 4114088 | 2 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vikas Goel | 3165104 | 5 | 07/23/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Polyakov | 734810 | 5 | 01/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Polyakov | 734810 | 5 | 10/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Harm | 2093335 | 1 | 12/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Fulton Kaiser | 1674570 | 7 | 12/06/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |